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To meet the compliance needs of small to medium-sized fund companies, we offer a team of experts formed specifically to serve as Chief Compliance Officers (“CCOs”) on an independent consulting basis. In addition, we also offer compliance services to investment advisory firms. Many companies find hiring a qualified expert dedicated to their fund or investment advisory firm takes more resources than are available. Northern Lights Compliance Services, LLC provides a cost effective solution to that problem.

Use the Northern Lights to Your Advantage!

To meet the compliance needs of small to medium-sized fund companies, we offer a team of experts formed specifically to serve as Chief Compliance Officers (“CCOs”) on an independent consulting basis. In addition, we also offer compliance services to investment advisory firms. Many companies find hiring a qualified expert dedicated to their fund or investment advisory firm takes more resources than are available. Northern Lights Compliance Services, LLC provides a cost effective solution to that problem.