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Client Services
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Advertising Review
As a client of NLD you will file all of your fund related materials to NLD for review through a login on our website. This system provides you and NLD with a track-able workflow for each submission and allows you access to all of your historically filed and reviewed materials. Each submission also contains notes, backup documentation and FINRA review letters where applicable, which you will have access to 24 hours a day 7 days a week for internal and external reporting requirements, such as responding to SEC requests.
Selling Agreements
NLD’s selling agreement portal gives you the ability to view all agreements maintained by NLD relating to your fund(s). In addition to the ability to view the actual executed copy of the agreements at any time, you can also view other information, such as personnel contacts associated with the agreements. You are also able to sign up for email notifications when new agreements affecting your fund(s) are established.
Resources
NLD will also make certain resources available to you through your login to the NLD website. Items such as our Advertising and Marketing manual is available to help you understand the disclosure requirements for advertising and marketing materials you might be working on.
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