We believe mutual fund distribution can be simple and cost effective. NLD serves as an engaged partner empowering investment advisors to focus their time on active fund distribution. NLD’s primary distribution services include: providing access to hundreds of established selling agreements, processing 12b-1 payments, facilitating NSCC trading and administering advertising review.

Treating each relationship uniquely, NLD works side by side with investment advisors to grow assets in their funds by offering sales and distribution support and assisting in defining and implementing marketing and distribution plans. Through our sales and distribution consultants, NLD connects funds with broker-dealers to help establish selling agreements and develop working relationships with their representatives.

Through our membership with the National Securities Clearing Corporation (“NSCC”), we are able to obtain a clearing number for your fund, saving you the time consuming process of becoming an NSCC member.

NLD may also be able arrange for certain employees of the adviser who are wholesaling the fund(s) to be registered with a Series 6 or 7 and 63.