Northern Lights Compliance Services, LLC (formerly Fund Compliance Services, LLC) is a team of experts formed specifically to serve as Chief Compliance Officers ("CCO") for investment companies on an independent consulting basis.

As part of our broad program to ensure that mutual funds meet the stringent SEC compliance requirements, our program is tailored to meet the needs of small to medium-sized fund groups that do not have the staff or resources to hire an expert chief compliance officer on a full-time basis.